Martine-Pascale Gaujean May

Associate General Counsel at Promontory Financial Group

Promontory Financial Group is an IBM company.

My Articles

Enhancing Client Intake for Stronger Risk Management

In-house counsel can integrate an enhanced client intake process into a broader risk management program, while making minimal changes to procedures likely already occurring in the firm. In fact, not doing so amounts to a missed opportunity for legal departments to notch an easy win. Whatever the state of the client intake process, firms will benefit from identifying any gaps in controls as early as possible — and thereby help address risks and avoid crises.